Main Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions
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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

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This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gatekeeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.
Request Code : ZLIBIO3771021
Categories:
Year:
2015
Publisher:
Hart Publishing
Language:
English
ISBN 13:
9781509901388
ISBN:
9781782257691,9781849465250,9781509901388

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